Method and management system

How is a corrective action written?

There are two separate jobs. A correction fixes what has appeared — the missing signature is obtained, the spill is cleaned. A corrective action removes the cause so it does not recur. A corrective action record carries four things: the root cause, the work to be done, the owner and due date, and how effectiveness will be verified.

Correction and corrective action

CorrectionCorrective action
TargetsThe condition that appearedThe cause of the condition
ExampleObtaining the missing signatureBuilding a signature check into the training workflow
ResultFixed this timeDoes not happen again

A system that only ever corrects finds the same finding at every audit — and reads that as “our audit works well”.

Four fields in the record

  1. Root cause — found by a defined method; “carelessness” is not a root cause.
  2. Work to be done — concrete and observable.
  3. Owner and due date.
  4. Effectiveness verification — when, and against what evidence.

Why verification is a separate step

That an action was carried out does not mean it worked. Verification means returning to the same point after enough time has passed: did the deviation recur? A corrective action record without verification is a record that looks closed and was never tested.

Extending to similar places

If a cause was found on one line, the same cause exists on the others. A good corrective action covers not the place where the finding appeared but everywhere the cause exists. Skip that step and the same finding surfaces next year in the unit next door.

Manage this in Optifora

Optifora is not a single program but a compliance platform assembled from modules. The catalogue states which module is ready today and which is on the roadmap.

See what Optifora is