Method and management system

How are the controls identified in a risk assessment followed up?

Follow-up is impossible without three fields on the control line: owner, due date and closure evidence. Closure is not writing “done” but the record showing it was done — an order, a measurement, a training record, an inspection form. Once a control closes, the line's residual risk is reassessed; without that, the table has assumed the effect of a control that may not have delivered it.

Three mandatory fields

FieldWhy it is mandatory
OwnerWork that is everybody's is nobody's
Due dateA control with no date stays open and becomes ordinary
Closure evidenceA declaration of “done” and being done are not the same thing

How closure is evidenced

  • for protective equipment bought, the issue and training record,
  • for an engineering control, a measurement — did the noise fall, did the concentration drop,
  • for a change of procedure, the communication and training record,
  • for maintenance, the work order and its completion record.

Reassess the line on closure

When a control is complete, that line's residual risk is scored again. Without this the table assumes the control's effect; yet some controls do not deliver what was expected, and only a reassessment reveals it.

Overdue controls are information

The proportion of controls past their due date is one of the most honest indicators of a system's real condition. Where the accident count is low and the overdue rate is high, the good news may be luck. Overdue rate therefore belongs on the management agenda as a performance indicator.

When the owner leaves

Controls whose owner leaves or changes role go quietly ownerless. On handover the list of open controls should be produced and transferred to the new owner in writing.

Manage this in Optifora

Optifora is not a single program but a compliance platform assembled from modules. The catalogue states which module is ready today and which is on the roadmap.

See what Optifora is