Periodic inspection

What counts as evidence of legal compliance?

What shows a provision is met is not a sentence describing it but a record showing it was applied: a document carrying a date, an owner, and a signature or a system trail. The question at an inspection is always the same — show me. So each register line is tied to a record, and where that record lives is written down.

Three properties of evidence

  • Dated — when it was done is clear.
  • Owned — who did it is clear.
  • Verifiable — an independent person can look and reach the same conclusion.

Missing one of the three leaves you with an assertion, not evidence.

Which record evidences what

DutyEvidence
Risk assessmentA dated assessment signed by the team, with control follow-up
TrainingAttendance record, content, duration, trainer competence
Periodic inspectionThe competent person's report and closure of its findings
Health surveillancePre-employment and periodic examination records
EmergencyPlan, team assignments, drill report

Retention

Every record has a retention period, and it comes from legislation. A record destroyed early makes completed work unprovable; personal data kept indefinitely creates a legal problem of its own. The balance is struck by a written retention plan.

A system trail is evidence too

A signature on paper is not the only form: a system that records who created which record and when is evidence as well — to the extent it can be shown to be tamper-evident.

The weakest evidence

Records produced in bulk afterwards, all signed on the same day. It is the first thing noticed at an inspection, and it puts the credibility of the whole system — not one provision — in question.

Manage this in Optifora

Optifora is not a single program but a compliance platform assembled from modules. The catalogue states which module is ready today and which is on the roadmap.

See what Optifora is